Compliance Manager

Finance Department

Main Responsibilities​

  • Develop and implement compliance/due diligence policies, procedures and workflows that are aligned with relevant regulations e.g. MAS regulations and related best practices e.g. relating to outsourcing, enterprise-wide risk assessment
  • Partner, train and engage with investment businesses and corporate functions to ensure strong appreciation and awareness of critical compliance, risk and legal aspects
  • Manage communications on regulatory updates or new regulations, and policy changes in line with the overall industry
  • Advise on specific transactions and be involved in ad-hoc investigative projects from a compliance perspective
  • Maintain productive relationships with external stakeholders to keep abreast with compliance regulations, and to deliver efficient and effective frameworks and processes
  • Assist in corporate secretarial deliverables
  • Oversee compliance related filing processes e.g. corporate secretarial filing, ad-hoc enquiries and investigations

Job Requirements

  • Minimum Bachelor Degree from a recognised institution with a relevant field of study
  • Minimum 7 -10 years of relevant experience, preferably from medium to large organisations with a global/matrix structure with in-house compliance experience
  • Experience in funds/asset management or investment setting, experience in setting up compliance policies/processes as well as in corporate secretarial duties preferred
  • Sound understanding and knowledge of regulatory requirements including cross-jurisdictional regulations, especially in a fund management setting that involves MAS regulations, AML, KYC and tax
  • Experience across the full spectrum of legal and compliance work in an investment and cross-jurisdictional settings would be advantageous e.g. legal, compliance, audit, regulatory and corporate secretarial
  • Good business and investment acumen, with awareness of global markets, economy and geopolitical developments
  • Strategic mindset with strong analytical skills, strong appreciation for confidentiality and good project management skills
  • Strong communication skills to relate complex issues effectively

Application

We welcome your application.  Please send your CV to [email protected], stating your notice period and reasons for leaving your previous roles.  We regret that only shortlisted candidates would be notified.